Institution record
SBI Shinsei Bank
SBI Shinsei Bank, Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (banks and deposit-taking institutions) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSA Financial Services Agency | 7010001016855 | Regulated | SBI Shinsei Bank,Ltd. | — | Register ↗ |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing SBI Shinsei Bank against peer institutions in our banks and deposit-taking institutions dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| SBI Shinsei Bank (this record) | FSA | 1 / 1 | Risk level not supplied | — | 0 |
| MUFG Bank | HKMAMASFRS+4 | 7 / 7 | Risk level not supplied | — | 0 |
| 18shinwabank | FSA | 1 / 1 | Risk level not supplied | — | 0 |
| Akita Bank | FSA | 1 / 1 | Risk level not supplied | — | 0 |
| Bank of Nagoya | FSA | 1 / 1 | Risk level not supplied | — | 0 |
| Bank of The Ryukyus | FSA | 1 / 1 | Risk level not supplied | — | 0 |
SBI Shinsei Bank: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SBI Shinsei Bank's regulatory licence status and supervisory authorisation?
In our imported dataset, SBI Shinsei Bank (legal entity reference: SBI Shinsei Bank, Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: FSA (Financial Services Agency) — licence 7010001016855, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA public register.
Which of SBI Shinsei Bank's jurisdictions and licences fall within this site's regulatory coverage?
SBI Shinsei Bank is tracked under our banks and deposit-taking institutions coverage scope based on its institutional service profile (Deposits, Remittances, Loans) rather than a domestic focus licence. Its 1 recorded licence (FSA) should be evaluated for cross-border passporting and local solicitation rules.
What is SBI Shinsei Bank's institutional risk classification, enforcement exposure, and score profile?
SBI Shinsei Bank carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SBI Shinsei Bank's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SBI Shinsei Bank, institutional and retail allocators should: (1) confirm the domain (sbishinseibank.co.jp) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FinLexicon Wiki relevant to SBI Shinsei Bank's supervisory scope.
Derivatives Margin & Prudential Regulation
ISDA 2026 SIMM Risk Weights, Uncleared Margin Rules (UMR) Thresholds & VM/IM Collateral Eligibility
ISDA Standard Initial Margin Model (SIMM) refers to a parametric, sensitivity-based methodology calibrated across a 10-day margin period of risk (MPOR) at a 99% confidence interval to calculate regulatory initial margin for non-centrally cleared over-the-counter (OTC) derivatives under BCBS-IOSCO Uncleared Margin Rules (UMR).
Market Microstructure & Derivatives Taxonomy
U.S. Treasury Central Clearing Mandate & FICC Sponsored Repo: Done-With vs. Done-Away Clearing Mechanics
U.S. Treasury Central Clearing Mandate refers to SEC Rule 17ad-22(e)(18) requiring FICC central clearing for eligible Treasury cash trades by December 31, 2026 and repos by June 30, 2027.
Prudential Regulation & Capital Standards
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Statutory Definition, Regulatory Scope & Compliance Deadlines (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing exact rule citations, covered entities
Market Microstructure & Derivatives Taxonomy
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard: Balance-Sheet Netting Mechanics & RWA Capital Weight Calculation (-4.8% Cat I/II CET1 Change Benchmark)
Expanded Risk-Based Approach (ERBA) Basel III Endgame Standard (BASEL-ERBA-2026) stands at -4.8% (Cat I/II CET1 Change) (Source: Federal Reserve / OCC / FDIC, 2026-10-20), governing multilateral netting compression and T